This time last week I was sat on a hard seat (you know the bum-numbingly rigid tubular style beloved of hotel managers, presumably because they stack so neatly?). I was willing to suffer the discomfort because it was the annual Writers’ League of Texas Agents’ Conference (1). I have been a member of WLT for a couple of years but it was my first time at WLTCON. I was surprised to find that of the 300-or-so attendees about half were newbies like myself. Creative writing, it seems, is alive and well in the Lone Star State.
Over the next two days we learned a lot about the publishing industry. An estimated 275,000 books are published every year in the USA alone. Nearly one in two Americans read a book last year, according to Bowker’s 2008 PubTrack Consumer Survey (2). Amazingly 80% of books are bought and read by women.
One view is that the industry has lost the plot and is in self-destruct mode, sacrificing quality of product for the cult of celebrity, where high profile personalities are paid huge sums of cash to write flimsy stories that mostly do not live up to the blurb on the glossy dust jacket (3).
Another view is that the industry is in flux, a period of dynamic change, brought on by distribution and technology change. The Big A (that’s amazon.com) and the Big B (that’s Barnes & Noble) and more recently the Big C (you guessed, Costco) are locked in to a slug fest over who can wrest the most dollars from the book buying public looking for titles on the NYT bestseller list. Bigger retailers have led to concentration among the publishers (goodbye Bantam and Collins, hello Random House and HarperCollins).
Enter electronic books (amazon’s Kindle, Sony’s Reader and book apps for Apple’s iPhone) that could potentially upset the apple cart, and there are a lot of unhappy literary agents and book editors. Having just a month previously visited the Society for Information Displays (SID) 2009 expo in San Antonio where the great and good of digital display technologies showed their latest wares, I was well aware of the advances in platforms (4). You want 3D TV? It exists. You want ultra-thin, low power displays? Yup, got ‘em. A driver’s licence with a full 360 degree image of your head? I’m not so sure I’m keen on that application (do I want to see the back of my head?) but working prototypes exist.
Cambridge, Mass.-based E-Ink, the company that makes the ‘imaging film’ for the Kindle (and yes the screen is made in the USA with American know-how) is making larger active matrix screens and now has prototype product capable of delivering both colour and moving images (5). Imagine ‘how-to books’ in full-colour with moving video as well as 2D photography, with bookmarkable and searchable text. It’s coming and not necessarily from a bookstore near you – more like your wi-fi or 3G connection. Which, of course, is why book retailers are worried.
For many self-publishing is a viable way to get into print. For others it is the only way to get into print. Even here, print-on-demand (POD) such as lulu.com, has evolved enabling, for example, teachers to print course high quality books in small print runs for their classes. The writer retains copyright, but all the production, marketing and promotional activities have to be driven by the author. Having spoken with a few newly published authors, even with the full weight of a large publishing house behind them, much of the marketing – arranging book signings, radio and TV appearances, website – falls to them anyway. For first book author maybe the difference between self- and traditional publishing is not so different. It still requires the author to get out and sell books.
Adding up all the forms of delivering books to readers, one estimate is that annually some 500,000 new titles are published.
Not so long ago, the only way to get a book published was to go to a printer and pay him to print copies. Visitors to Williamsburg, Virginia or Ironbridge, Shropshire can see working presses (6). The process is fascinating to watch, from the typesetting, the setting up of the press, the inking of the plates and applying the platen. The resulting books are wonderful. You can feel the impression of the cast type with your fingers. Pages are stitched together. These are the works of craftspeople in a pre-industrial time. It’s very different to high-speed laser printers or large lithographic printing machines, which are the products of our industrial age (7).
Yet Gutenberg’s invention of moveable type is only 570-years old (8). That technology breakthrough enabled small businesses to print bibles, almanacs, political pamphlets and later newspapers for local communities and create new industries, trades and professions. Only with the invention of the railways did distribution of regional and national newspapers become viable.
Before Gutenberg, an author had to pay a copyist to produce duplicates from a master copy. A writer such as Tacitus or Pliny the Elder would go to a copyist workshop and his team of scribes would laboriously copy out each volume word for word, line by line (9). Buyers of books could chose expensive versions on the highest quality papyrus or parchment with added colour, to undecorated versions on lower grade ‘paperstock’ according to their budget. The great library of Alexandria was stocked with books copied from the great writers (10). Every ship docking at Alexandria was required to lend the authorities its collection of books so that they could be transcribed (often, sneakily, the owner received the copy while the Library retained the original). This method of book publication continued with the monks at the Christian monasteries, to whom the world owes a debt of gratitude for passing on the written heritage of the pagan classical world. We can read Tacitus and Pliny the Elder in the original or in translation today thanks to publishers of books.
But the Internet has changed everything. As it has done with news, so it is now democratizing the book industry. If an author cannot get a book deal with a traditional publisher, the Internet is a channel through which he or she can reach the reading public. Even if the author does secure a publishing contract, the Internet will still play a key role in launching and promoting the book. So-called ‘viral marketing’ (the electronic version of ‘word-of-mouth’ through websites, blogs and now Twitter) can spread word of a new book as fast as its user community’s fingers can type. The Internet makes possible delivery of books in a variety of formats, from the printed book brought to your front door, to a myriad of digital formats for a variety of devices. Some buyers – like myself – will buy books in multiple formats depending on our lifestyles: the hardback (hard cover) for the library and the paperback (soft cover) or e-book for the vacation or business trip.So I have Tacitus and Pliny the Elder in both Loeb Editions and Penguin Books (which I paid for) and can access other classical authors online from my Mac (free of charge) or iPhone or even carry some of them in my pocket care of the app Stanza (some gratis and some at minor cost).
So is the printed book the new buggy whip in a world of digital devices? I think the printed book still has a bright future. Even in a recession, the US publishing industry saw only a modest decline in 2008, according to Bowker – there was even growth in one segment, ‘on demand’ publishing (11). The printed book is portable, never needs recharging, can be personalized with annotations, filed on a bookshelf in a library, and in its twilight years be recycled by loaning it to friends or donating to a charity shop. I would not be willing to loan my Kindle or iPhone. The new devices enable readers to carry complete libraries of books with them and update them for the latest editions in a way the printed book cannot.
Perhaps, for the time being, readers have it made. They can get content in many formats and much of it free. In the Internet Age, how the book industry will make money is the key issue. But then again, that is not a question unique to publishers.
If you read books, what do you think? Twitter me [at]Lindsay_Powell
References
- http://www.writersleague.org/events/2009-conf.htm
- http://www.bowker.com/index.php/press-releases/564-nearly-one-in-two-americans-read-a-book-last-year-according-to-bowkers-2008-pubtrack-consumer-survey
- http://www.statesman.com/blogs/content/shared-gen/blogs/austin/books/entries/2009/06/28/writers_league_of_texas_agents.html
- http://www.sid.org/
- http://www.eink.com/
- http://www.history.org/Almanack/life/trades/tradepri.cfm and http://www.ironbridge.museum/our_attractions/blists_hill_victorian_town/Canal_Street/index.asp
- http://en.wikipedia.org/wiki/Laser_printing and en.wikipedia.org/wiki/Lithography
- http://en.wikipedia.org/wiki/Johannes_Gutenberg
- http://en.wikipedia.org/wiki/Copyists
- http://en.wikipedia.org/wiki/Library_of_alexandria
- http://www.bowker.com/index.php/press-releases/563-bowker-reports-us-book-production-declines-3-in-2008-but-qon-demandq-publishing-more-than-doubles
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| Posted by Lindsay Powell at | | | |
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A news story was reported this week that an instrument that had not been heard for at least 200 years was played for a modern audience (1). The lituus was an instrument of some antiquity even before the Romans adopted it and gave it the name we know it by.
The lituus is essentially a straight 8.5 feet (2.7m) long trumpet without keys. It was used during Roman religious rites and triumphal processions. The last composer to write for the lituus was none other than J.S. Bach whose motet ‘O Jesus Christ, meins Lebens Licht’ featured the instrument. How did it sound? The BBC report described it as “piercing trumpet-like sound”. Go to their website and listen to the sound and judge for yourself (1). It turns out there is an art, no there is a science, to making a lituus. Particularly clever was the development of software by engineers at the University of Edinburgh to assist in the recreation of the instrument in a case of ancient world meets bleeding edge of the modern world.
As a teenager I was greatly interested in the ‘authentic music’ movement promoted in the 1970s/80s by The Deller Consort and Switzerland’s Schola Cantorum Basiliensis; and later by Austria’s Nikolaus Harnoncourt and the Concentus Musicus Wien; France’s Pierre Malgoire and the magnificently named La Grande Ecurie et le Chambre du Roi; and Britain’s Christopher Hogwood and The Academy of Ancient Music. ‘Ancient music’ in this case was any piece after 1600 (that’s ‘AD’ in case you are wondering). Using restored original instruments or faithful reproductions, violins were strung with gut rather than steel wires, brass was played without the aid of keys and woodwind that was mostly made of wood to create sounds the composer would have expected to hear it. Instead of heavy metal or pop, my teenage ears thrilled to the sound of the ‘Mannheim Steamroller’. The authentic music movement has since become mainstream and even some established orchestras playing on modern instruments make a virtue of doing so with ‘period’ technique.
Reconstructing truly ancient music, that is to say of the ancient Greeks and Romans, is a more recent endeavour. Part of the problem is that music was not written down with the notation – the staves, crotchets, quavers – in universal use today. However, observant students spotted on some surviving stone inscriptions and papyri marks associated with alphabetic characters. They interpreted these to be musical notation and applying an understanding of ancient world musical theory, attempts have been made to play the music. Pioneering that rediscovery in sound are Ensemble De Organographia (2), Madrid Atrium Musicae (3) and Synaulia (4) and their CDs are available and well worth listening to. These bands have reconstructed a wide variety of ancient instruments, since most are now extinct, including the double-oboe, kithara, and even the hydraulus, which is a steam-powered organ (it was often played in Roman amphitheatres while gladiators duked it out in the arena). The sounds of the ancient Greeks seem evocative of the Middle East or eastern European folkloric music, but with an unfamiliar haunting tone and rhythm. Sadly only one tiny fragment of a few notes of music survives from the entire Roman period.
These recreations remind us that unlike our digital world where music is ‘on demand’ care of iPods, DVDs and radio, not so very long ago, people made their own music. The Victorians gathered around the piano or fiddle, while Greeks and Romans plucked the lyre or played the panpipes. These same contemporary digital audio technologies are, with careful scholarship and talented musicianship, allowing modern ears to hear again a blast from the very distant past and enjoy a moment’s intimacy with our ancient ancestors.
References
- http://news.bbc.co.uk/1/hi/sci/tech/8075223.stm
- http://www.amazon.com/Music-Ancient-Greeks-Ensemble-Organographia/dp/B000003KWE/ref=sr_1_1?ie=UTF8&s=music&qid=1243916959&sr=1-1
- http://www.amazon.com/Musique-Grece-Antique-Greek/dp/B00004TVG7/ref=sr_1_7?ie=UTF8&s=music&qid=1243916959&sr=1-7
- http://www.amazon.com/Music-Ancient-Rome-Synaulia/dp/B00000B8MP/ref=sr_1_1?ie=UTF8&s=music&qid=1243917134&sr=1-1
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I was out and about in Austin today and a licence plate on the back of a shiny black Cadillac caught my eye. It was one those plates with the Purple Heart screen-printed on it. The plate was personalized and bore the legend ‘ITHURT’. Wounded soldiers, it seems, have a warped sense of humour. It reminded me that June 6 is the anniversary of the D-Day Landings in Normandy during World War II. Sixty-five years have passed since that momentous event. The statistics of that event are still staggering:
The operation was the largest single-day amphibious invasion of all time, with 160,000 troops landing on June 6, 1944. 195,700 Allied naval and merchant navy personnel in over 5,000 ships were involved. The landings took place along a 50-mile (80 km) stretch of the Normandy coast divided into five sectors: Utah, Omaha, Gold, Juno and Sword. (1)
The cost in lives was high – an estimated 10,000 casualties – but it was less than the planners had feared it could be. Without the meticulous planning the casualties could, would, have been much higher. In researching my book, EAGLES OVER GERMANIA, set in the time of another war against Germans (the one fought between Romans and the ancient peoples north of the Rhine between 12-9BCE) I was struck by the amazing level of thought even the ancient planners had invested in their invasion.
Some of the amazing ‘not widely known’ factoids to emerge from my research include:
- The
Romans’ preparations for their sea and invasion took two years, from
14-13BCE: the Allies’ preparations for the D-Day Landings also took two
years, 1943-44CE (5).
- One of the codenames used for the D-Day
Landings, better known as Operation Overlord, was Operation Neptune (1,
5). Neptunus was the Roman god of the sea. (What the Roman planners
called their military operation is not known).
- The name German comes from the Latin germanus
meaning ‘of the same parents’ or ‘blood relative’ (6). These peoples
were actually not one, but several separate nations or tribes who bore
their own unique names and identities, such as the Cherusker,
Markomannen and Sugambrer: they did not call themselves ‘Germanen’. It
seems the name ‘Germani’ was popularized by the Roman Julius Caesar in
his Commentaries on the Gallic War.
The Commander-in-Chief of the Roman forces was Caesar Augustus, but he delegated prosecution of the bella Germaniae to his youngest stepson, the 24-year old Nero Claudius Drusus (known to history as Drusus the Elder). In preparing for the war, he oversaw a massive build out of military infrastructure and assembly of supplies with the help of 30,000-40,000 troops. For the time they truly were massive. During the years 14-13BCE, Drusus established fortresses (some built to house two legions) along the Rhine at Xanten (Vetera), Neuss (Novaesium) and Mainz (Moguntiacum) with smaller forts in between, such as Moers Asberg (Asciburgium), Bonn (Bonna), and possibly Koblenz (Castellum apud Confluentes), Bingen am Rhein (Bingium) and Speyer. These ‘winter camps’, as the Romans called them, were linked by metalled military roads to allow men and materiel to move quickly between the locations. A fleet of ships was constructed to ferry troops, animals and equipment into the war zone in Magna Germania. From Tacitus’ account of Germanicus’ later amphibious campaign, we know they used flat-bottomed barges to carry the animals and multi-oared transports (liburnae, naves longae, 2) to carry the troops – about one thousand vessels in all. The remains of a hull of a Roman barge were recently found at Woerden, The Netherlands and dated to a hundred years after The German Wars (3). It measured 100 Roman feet (approximately 30 metres) in length and required a crew of at least twelve rowers to power it. A canal (Fossa Drusiana) was also constructed from the Rhine to the Gelderse IJssel or Vecht rivers – scholars continue to debate the precise location of the structure – to provide access to Lake Flevo (Zuider Zee). This construction would save the Roman fleet from making a dangerous detour out from the Rhine to the North Sea. A mole or dam was created at Herwen (Carvium) to regulate the flow of water between the rivers and the inland sea. This investment attests to the considerable care taken in preparing for this Roman D-Day-like campaign. Whose were the brains behind the plan? It possibly hints at the genius of Marcus Vipsanius Agrippa at work (4). He was an admiral and, after all, the architect of Augustus’ naval victories at Actium, Mylae and Naulochus. He also knew about massive civil engineering constructions, being the architect of great buildings and public works, such as the Pantheon, and the overseer to repairs to the Aqua Marcia and water supply network in Rome. He had also been governor of Gaul twice and had been only the second Roman of status to cross the Rhine since Julius Caesar. Agrippa had an unusually deep familiarity with his Germanic adversary and their terrain. How the subsequent war went you can read in my article, ‘Bella Germaniae: The German Wars of Drusus the Elder and Tiberius’ in the Ancient Warfare Magazine Special Issue available now direct from the publisher or selected newsagents (7). Treat yourself to a copy of this limited edition Teutoburg second millenium issue: order your copy today at Ancient Warfare Special 1
References
- http://en.wikipedia.org/wiki/D-day
- Tacitus in Annals, II.6, gives a vivid description of the vessels: see en.wikisource.org/wiki/The_Annals_(Tacitus)/Book_2#6 and en.wikipedia.org/wiki/Roman_Navy
- http://www.msnbc.msn.com/id/3226785/
- http://en.wikipedia.org/wiki/Agrippa
- http://www.history.army.mil/books/wwii/100-11/ch1.htm
- http://en.wikipedia.org/wiki/Germanus but see also germanitas http://catholic.archives.nd.edu/cgi-bin/lookup.pl?stem=germani&ending=
- http://www.ancient-warfare.com/cms/shop/ancient-warfare-magazine/single-issues/ancient-warfare-special-1-pre-order.html
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It is inauguration day, 2009. The world witnessed the swearing in of America’s forty-fourth president today. It was a marvelous event. I was not one of the hundreds of thousands who gathered in the freezing cold on the Mall in Washington, DC but I did watch from the relative warmth of my home in Austin, Texas. Coming from a kingdom where the monarch only changes through death or abdication, I have yet to witness a coronation, although I have seen many a prime minister come and go. A presidential inauguration takes place every four years so the chance to witness the spectacle, with its solemnity and pomp is something of a treat. Its grand celebration did seem at times akin to what a British king or queen might expect – perhaps America learned how to put on a good show of marching bands and soldiers from its former British rulers. While the old president yields power to the new in this great republic, one is struck by the civilised ease with which it is done.
As readers of this blog know, I write about current affairs through the prism of Roman history, seeking parallels. The founding fathers looked to ancient Rome for inspiration for their new republic. The word republic derives from the Latin res publica, literally ‘public deeds’ or ‘commonwealth’. The contrasts between ancient and modern republics is informative. The Roman system was embodied in the initialism SPQR – senatus populusque Romanus – which welded the patrician aristocrats and plebians in a complex machinery of elected public officials. It was a democracy and elections were held each year using a ballot box, the plebs voting in the comitium, an oval space just outside the curia or senate house. The Romans had an instinctive revulsion of monarchy and their system had checks and balances to ensure one man did not become too powerful. It had not one but two heads of state, consuls, who had to find common ground for legislation to be enacted. The plebian classes elected their tribunes who had the veto – Latin for ‘I forbid’ – to annul any act of the senate they did not like. The system worked well for over four centuries until a few super wealthy individuals decided it stood in the way of their access to power and broke it. The history of the late Republic is a depressing tale of class war, corruption, despotism, assassination, civil war and collapse.
Ironically, the Roman republic was resurrected by an autocrat, Caesar Augustus, who had mastered the art of manipulation, creating the outward show of a functioning democratic republic while actually acting as a monarch. This precedent paved the way for the imperial style rule of the emperors. Rome still appointed two consuls each year - and named the year after them - but, in the manner of George Orwell's Animal Farm, one was more equal than the other. With Nero Caesar's suicide the Julio-Claudian dynasty ended and the office of princeps, the ‘first man’, was thereafter more often than not taken by the sword. In the year following Nero's death, no fewer than four emperors ruled during the fateful AD69. (The word emperor derives from honorific title for commander (imperator) acclaimed by Rome’s citizen army upon a military leader for bringing them victory.) The last vestiges of the republic took place only in the towns and cities of the empire. Voters could still elect their town council, court magistrates, public auditors and managers of the games, but no longer their heads (plural) of state.
Like the princeps of the imperial republic of the Romans, the American president combines the roles of head of state and commander in chief. The Founding Fathers were very aware of the failings and temptations of the historical antecedent. So far, the evidence of two hundred years of their republic and forty-three presidents is that they learned the lessons well and built a system that works and will endure. I am quietly confident that the nation will be satisfied with their forty-fourth.
Good luck, Mr President. May you rule wisely.
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I am back in the 'Land of my
Fathers' as Welsh people call Wales. This small corner of the
British Isles has produced several notables during the last two
thousand years in the arts, politics and other walks of life. Hari Twdr (King Henry VII, father of Henry VIII), Lloyd
George (prime minister) and T.E. Lawrence (Lawrence of Arabia) are among the most famous (1).
I have had the privilege of meeting
several of history's notables this year. All were famous or great
men of their times, all achieved great things in their lifetimes, all
left great legacies. Did I mention all of them are dead? On my
frequent trips to Great Britain this year I have been fortunate to go
to three crowd-pulling mega-exhibitions in London: The First
Emperor: China's Terracotta Army (2) and Hadrian: Empire and
Conflict (3) under the wonderful
glass dome at the British Museum; and Tutankhamun
and the Golden Age of the Pharaoh (4)
down the Thames at
the spectacular O2 Dome. I also saw the impressive award-winning
movie Mongol (5) about the young life of Genghis Khan at a
local and surprisingly well attended theatre in Austin, Texas.
In writing this piece, I was interested
to explore why it is we view some men as 'famous' (or 'infamous') and
others 'great'. I think it is easy to determine who is famous and
infamous. The word 'infamy' means 'evil fame or reputation'. Harder
is to define what makes one person famous or great. Why are the
Macedonian Alexander or the Russian Peter called 'The Great' but FDR or Winston Churchill are not?
Separated in time by thousands of years
and place by thousands of miles, what struck me were the similarities
of these very different individuals I met this year: their skills in
building or sustaining empires; the great cultural and artistic
achievements that flourished under their rule; and their shared trait
of autocracy – absolute rule by single individual. In Julius
Caesar, Shakespeare's dramatic history play, Cassius complains
that the Roman dictator has become so vainglorious and powerful that
he
“Why, man, he doth bestride the narrow world Like a Colossus,
and we petty men Walk under his huge legs and peep about To
find ourselves dishonourable graves” (6).
Curiously, democracies do not produce
men called 'the great'. Frank Delano Roosevelt or Winston Churchill
The Great? Apparently not.
History often seems to read like a
catalogue of famous and great men and their lives. (Their secretaries
and servants or wives seem to have less appeal, even though their
'what the butler saw' versions of events are often the primary
sources for information on the lives of the famous and infamous).
Let's take a look at the lives of the dead men I met this year to see
if the answer to my question can be found there.
First, to Egypt. Three thousand years
ago, the 9-year old pharaoh Tutankhamun (born 1341BCE) started his
reign well. The monotheistic religion of the sun god Aten worshipped
by his antecedents, Akhenaten and Nefertiti, was overturned under his
reign and the old gods were restored. As King of Lower and Upper
Egypt, he inherited an established empire, but this teenage regent
nevertheless took up his bronze sword and mace and led his army in
his war chariot to victory against the Hittites and Nubians. He lived
a short life. His death in 1323BCE has perplexed historians. Was he
murdered by his general or first minister? Was he mortally wounded in
battle? Or was it an unfortunate but fatal fall from a chariot during
a hunting expedition? What his burial lacked in scale of building was
more than made up for by the contents. The tomb in the Valley of the
Kings, discovered in the 1920s by Howard Carter and Lord Carnarvon,
revealed astonishing treasures that captured the imagination of the
public in far away Britain and America. I had first seen these as a
child when they first arrived in London thirty-five years ago. Many
years later as an adult, and with a deeper appreciation for ancient
things, I was able to stand again and study again the gold that had
adorned his body, with its inlays of lapus lazuli; the wood and ivory
figurines of the pharaoh; and the wooden boxes that carried prized
artifacts. The craftsmanship was exquisite and all the more
impressive for the fact that the artisans had only copper tools to
work with. When I turned the corner of a darkened room at the Dome,
I was enthralled by a wooden mannequin of the pharaoh: illuminated by
spotlight, the large dark eyes of this youth stared out seductively
across the ages, contrasting with his unblemished tanned skin. I was
struck by the precision of the angled joints in a box carried on two
poles: they were as good as anything done with a machine tool today.
The treasure hints at what could have been. The god-king died too
young to make a big impact on Egyptian society. What can a boy do in
a man's world, after all? Overall, it seems King Tut was more famous
than great.
Next
to China. The First Emperor featured at the British
Museum (3) was Shihuangdi. Born Ying Zheng in 259BCE, he was a native
of Qin, of which he became king at the age of 12. An ambitious and
ruthless young man, he embarked on an aggressive campaign of
annexation of his neighbours' lands. By age 38 he had created one of
the world's great empires. After completing his conquests, he
declared himself Qin Shihuangdi, First August Divine Emperor of the
Qin, after whom the nation of China was named Shihuangdi imposed
standardisation that saw sweeping reforms in all walks of life that
created a single nation out of many. His dialect became the first
language of his empire, a round coin with a square hole in the centre
used by the Qin became the national currency, and Qin law became the
universal legal code. His tastes were nothing if not megalomaniacal.
Under him, the 1,500-mile long Great Wall (or 5,000 Great Walls,
depending on your definition) of China was erected. It is rumoured
that the structure was built at such speed that injured workmen who
fell in or died on the job were sealed into the wall. The so-called
Terracotta Army, whose 7,000-plus life-size and lifelike figures
still astonish modern visitors to Xian, was constructed to guard his
equally gigantic tomb complex and protect him in the afterlife.
Completing such gargantuan projects suggests great talents in
organisation and methods as much as industrial and technical prowess,
all this in a pre-industrial society. The exhibition revealed the
extensive factory system that was put in place to create the
terracotta figures, occupying vast numbers of people in servitude for
many years. Some authors characterise Shihuangdi as a great leader, a
Chinese Alexander The Great who unified the regions of China,
becoming the progenitor of the oldest continuous human civilisation.
Others see him as a dictator, an ancient Josef Stalin, an imperialist
of the worst kind, sweeping away the freedoms and trampling on the
cultures of his neighbours, subjugating them to a national template
that did not tolerate variation. Even after his death in 210BCE, his
reputation still inspires fear in China today: there is a legend that
if his pyramid tomb is opened, his evil spirit will be free once
again to roam the world, a prospect even the largely atheist
Communist state is still unwilling to risk. The tomb remains
unexcavated. Shihuangdi might be infamous, but I think a case could
be made that he was genuinely great.
Some three hundred years later, at the
port city of Selinus in southern Turkey on August 7, 117CE the
popular Emperor Trajan (who had been declared, Optimus, 'The
Best') died. It was then declared that he had adopted Publius Aelius
Hadrianus – Hadrian – as his heir and five days later he ascended
the curule chair to become imperator and ruler of the Roman
world. By then the Roman Empire included Egypt among its many
domains. By that era, the pyramids had been tourist attractions for a
twenty centuries. Roman merchants plied their trade across Eurasia as
far as China. Like Shihuangdi, Hadrian was also a builder of walls
and great buildings. His more modest 72-mile long Hadrian's Wall
survives in large sections in northern England, clinging dramatically
to the rugged landscape of Cumbria and Northumberland. It is
testament to a policy of consolidation, not expansion. In Rome, the
Pantheon can still boast the largest free-standing dome even after
nineteen-hundred years. At his opulent fantasy villa at Tivoli,
Hadrian's eclectic taste in art and sculpture is on display, even in
its ruined state. The bearded Spanish-born emperor was much travelled
and spent more years away from Rome than in it. Also like Shihuangdi,
Hadrian could be capable of belligerence. The British Museum
displayed fragments of letters from Shimeon Bar Kochba who sought to,
and for three years succeeded, in creating a free Jewish state.
Hadrian's response was a 'shock and awe' campaign, a massive military
deployment that systematically destroyed the rebels and led to the
Jewish diaspora that some would argue has haunted the ages.
Nothwithstanding his military record, history has largely been kind
to the memory of Hadrian. Only a fragment survives of a single page
of his autobiography. He was buried in a purpose-built mausoleum, the
Castel Sant' Angelo, which still stands, though much modified by
later builders, by the Tiber, but his remains have disappeared.
Perhaps it was his enthusiasm for Hellenic culture, seen through
modern eyes as a marker of a sensibility for the finer plastic arts,
that resonated with modern biographers and writers of ancient
history. While his romance with Antinous, a teenage boy, perplexes
modern sensibilities - but was not seen as unusual in Hadrian's day –
nevertheless it reveals if not a man with a complex personality, at
least one capable of love. Compared to Shihuangdi or King Tut,
Hadrian is an altogether more accessible figure. Hadrian seems more
like a Cosimo de' Medici of Renaissance Florence, than a Benito
Mussolini of the last century. Was Hadrian great? The Romans
themselves were reluctant to use the word great (magnus) with their
rulers. Julius Caesar's heir and adopted son, Octavian, who
transformed the broken republic into what we recognise as the Roman
Empire, was granted in his lifetime the unprecedented title Augustus,
which meant something like reverred. He was never addressed as
Magnus. Compared to Augustus, Hadrian was famous, but not
great.
Twelfth century medieval Europeans
feared the terror of the east, the man known to history as Genghis
Khan. Born Temujin in 1162CE, he had a remarkably humble youth. As a
child he found the love of his life, Börte,
depicted touchingly in the film by Mongol: The Rise of Genghis
Khan, and later fathered several children by her. Cheated out of
his father's inheritance by disloyal followers, he lived a life on
the run and in poverty and showed great resilience and strength of
character. Unlike the other great men discussed here, Genghis was
leader of a migrant people who traversed the Steppes and founded no
great cities, left no towering monuments in marble. Their empire at
its zenith was twice the size of the Roman. Of course, not all
peoples encompassed by his empire were pleased to be subjects and a
great many viewed Genghis Khan as a tyrant. He died in 1227CE and was
buried in an unmarked grave somewhere in Mongolia – the site is
unknown. Yet they left no great buildings, yet their proud culture
survives among modern Mongols. A written account of his life is
contained in The Secret History of the Mongols, written after
Khan's death (7). Genghis must have had great personal charisma,
strength of character, and a reputation for derring-do perhaps like
the young Winston Churchill.
Why do we remain fascinated by
Shihuangdi, Tutankhamun, Hadrian and Genghis Khan? Volumes have been
written in their lives and TV continues to broadcast documentaries
about them. First there's the appeal of power. Each man was an
absolute ruler. Each was in some way a warlord or conqueror. Curiously, sustainers or defenders of empire do not seem to earn the title 'great' - it is assumed to be part of the job. We are intrigued by powerful people: witness the
obsessive interest by the media in the race for the next president
of the United States. Our history is often taught as a list of kings
and queens, autocrats and dictators, emperors and presidents. In
England, we are taught history through the prism of the royal
lineage, from William the Bastard, more commonly called the Conqueror
of 1066 fame, through the Plantagenets, Tudors, Jacobeans, Stuarts,
Hanovarians, et al down to our own royal family. In the United
States, school children learn about the First President, George
Washington, through his elected successors and the dynastic families
of the Roosevelts, Kennedys and Bushes. We critique their political
record, admire their monuments and buildings, recount their legends
as warlords and relish the intrigue and scandal and recoil at their
errors of judgment. They may not have even been particularly nice
people. I am not sure I would invite Shihuangdi for a beer at the
local pub, though I can imagine myself talking over a glass of
retsina with Hadrian about travels in Greece.
My explanation for this enduring
interest is that we like to relate, to see connections between our
own and ancient times and between ourselves as ordinary people and
those who we consider to be extraordinary. We delight when we
discover some tidbit about mundane aspects about their everyday
lives. We also love a rags to riches story. Nothing succeeds like
success. Yet, in their different ways, Tutankhamun, Shihuangdi,
Hadrian and Genghis Khan remind us of the essentially unchanging
nature of people and the deep-seated motivations that drive us to a
lesser or greater degree. As you stare into the eyes of the statues,
you try to imagine what they felt, dreamed of and their hopes and
fears. For all their seeming remoteness in time, place and position,
it seems we have much more in common with them than separates us
after all.
One thing is certain in my mind: they
were all desperate to achieve immortality. They cared very much about
being remembered, and how. All those statues, monuments, tombs,
panegyrics, were created to reach out across the ages to the very
ordinary you and me. To the extent that we still remember them and
celebrate their lives today, they did achieve a form of afterlife.
Like modern celebrities, the great figures of history need the rest
of us to provide the measure of comparison. The drive to live forever
is quintessentially human and timeless, but seemingly strongest in
the men history labels 'great'. Vanity was ever thus.
Which leads me to pose a disturbing
question. Have we allowed ourselves to be seduced by the treasures
they left behind? In other words, has the propaganda these men
created and exploited during their lifetimes, survived beyond the
grave to distort their true nature and record of these men? Implicit
in these shows is an admiration, a celebration, of these men's lives
– and for these twentieth century dictators, this is clearly not
how we perceive their legacy. Our emotions are ones of disdain,
disgust and disapproval. Imagine, then, this scenario: an exhibition
in New York a thousand years from now discusses the life and legacy
of Adolf Hitler. The show features models of Albert Speer's designs
for buildings for Berlin, reinvented capital of Germania; visitors
walk past busts of the dictator and view back-to-back reels of Leni
Riefenstahl's Triumph des Willens. Or two thousand years from
now, an exhibition in London discusses the life of Stalin, in which
plans and models show his designs for party buildings in Moscow
accompanied by looping film of the secretary's speeches, while
gigantic statues look down. Quite apart from the fact that neither
Hitler nor Stalin left any cultural legacy of any value, such shows
could not be put on for a contemporary public, let alone for profit.
But what if they had left great art or architecture? Would we – or
future generations – feel differently? The memory of the evil these
men did is still with us, living on in the scarred lives of people
who survived that era. Further, because there are people who still
look up to these deranged deceased dictators as heroes, it is likely
still too early for us to present their lives in the manner of a
First Emperor or Hadrian under
the dome of the British Museum, if ever there will be such a time to
display the lives of infamous men.
There have been academic attempts to
put their world in some sort of context. In the 1990s I attended a
fascinating and memorable exhibition at London's Hayward Gallery on
the South Bank that compared the propaganda of the governments in the
1920s-1940s. I recall it was a sobering experience. Franco,
Mussolini, Hitler and Stalin all used propaganda extensively (8).
Indeed, Josef Goebbels addressing an assembly of the Nazi part made a
joke (I paraphrase) that “propaganda was essential to government
and good propaganda was essential to good government.” They
developed strong graphic styles and messages – art, architecture,
advertising, cinema, radio and the press – to reinforce their
nationalistic aspirations. Modern eyes see them as distasteful. Since
World War II and the end of the Cold War, we have come to see
propaganda as pejorative, a distortion of information sharing. The
ministry of propaganda has been replaced by a press officer or
government spokesman (most memorably embodied by the plain speaking,
unemotional British civil servant of the MoD during the Falklands
War).
The lesson here is that passing time
can sanitise evil. Just as we now question the motives of the
spokesman on TV speaking on behalf of this or that organisation, so
we should be prepared to critique the evidence and symbols that
survive of men we label 'great' who lived a thousand and more years
ago. The British Museum exposition on Hadrian
exposition was a balanced telling, showing the tyrannical side
of the emperor as well as his romantic, presenting a rounded out
biography of the man. As Shakespeare eloquently put it,
“the evil that
men do lives after them; the good is often
interred with their bones (9).”
For later generations, to take the true measure of a man, we have to
remain alert to men who are good and others who are evil and not to be seduced by the art of the sculptor or
propagandist they employ to dress up their image.
Hadrian: Empire and Conflict is
showing at the British Museum, London until October 26. Tutankhamun
and the Golden Age of the Pharaoh is showing at the O2, London
until August 30; King Tut reopens in the USA at the Atlanta
Civic Center from November through May 22, 2009 and will then move to
the Indianapolis Children's Museum from June to October 2009.
References
http://en.wikipedia.org/wiki/List_of_Welsh_people
First Emperor at
the British Museum, London 13 September 2007 to 6 April 2008. See
en.wikipedia.org/wiki/Shihuangdi
Hadrian: Empire and Conflict
at the British Museum, London, 24 July to 26 October 2008. See
en.wikipedia.org/wiki/Hadrian
Tutankhamun and the Golden Age
of the Pharaoh, at the O2 Dome (formerly The Millenium Dome),
London, 1 November 2007 to 20 September 2008. See
en.wikipedia.org/wiki/Tutankhamun
Mongol: The Rise of Genghis
Khan, a film by Sergei Bodrov (2008),
www.mongolmovie.com/ See
en.wikipedia.org/wiki/Genghis_khan
William Shakespeare, Julius
Caesar, Act I, Scene II
shakespeare.mit.edu/julius_caesar/index.html
http://en.wikipedia.org/wiki/The_Secret_History_of_the_Mongols
http://en.wikipedia.org/wiki/Propaganda William Shakespeare, Julius
Caesar, Act III, Scene II
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| Posted by Lindsay Powell at | | | |
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It has been a while since I wrote an entry for this blog. The good news is I have been investing the time writing the book that was the inspiration for this series of commentaries; but today I am taking a moment to reflect on the 4th July.
Today is the 232nd anniversary of the US Declaration of Independence (1). Many Americans still confuse this with the Constitution (“We the People”) of 1786 or even the Bill of Rights of 1791. The Declaration sets out the rationale for separation of the Colonies from the Mother Country and names King George III as principal culprit. If you are unfamiliar with the document, the NPR team made an audio recording which you can listen to here: NPR It is stirring stuff.
In the course of my researches, I came across a fascinating book, Greeks & Romans Bearing Gifts: How the Ancients Inspired the Founding Fathers published in April this year. In the book scholar Carl J. Richard traces back to Greek and Roman historians, politicians and philosophers the inspiration for creation of the independent United States of America. He highlights how extensively the ‘Founding Fathers’ drew on antiquity to find ideas and precedents for the principles and structure of government of their new state. It is a remarkable notion that modern men should look to our ancestors of two thousand years and more ago for ‘best practice’ in government. That the USA still exists these two hundred and thirty-two years later is testament to how well they did their job and the fulfillment of their pledge in the Declaration (2):
And for the support of this Declaration … we mutually pledge to each other our Lives, our Fortunes and our sacred Honor.
References:
- http://en.wikipedia.org/wiki/United_States_Declaration_of_Independence
- Carl J. Richard, Greeks & Romans Bearing Gifts: How the Ancients Inspired the Founding Fathers, Rowman & Littlefield Publishers, April 2008
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| Posted by Lindsay Powell at | | | |
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As a fan of STNG – that’s Star Trek: Next Generation – I know by heart the opening remarks by Captain Jean Luc Picard
"Space: the final frontier. These are the voyages of the starship Enterprise. Its continuing mission: to explore strange new worlds, to seek out new life and new civilizations, to boldly go where no one has gone before". (1)
Five centuries ago, on October 12, 1492, Christopher Columbus thought he had boldly gone where no one had gone before and landed on the shores of an island at a place he called ‘San Salvador’, now thought to be one of the Bahamas (2).
Many Americans and Europeans still mistakenly attribute to him the ‘discovery of the Americas’. Of course this is arrant nonsense because there were already people living on the islands when he arrived, not to mention also on the mainland of North and South America. The ‘discovery’ of the New World by Europeans can be traced back almost a thousand years of recorded history. Further, Christopher Columbus (the Anglicization of the Latin Christophorus Columbus, in modern Italian, Cristoforo Colombo and in Spanish as Cristóbal Colón) was not going where "where no one has gone before". As Rodney Broome reminds us in his fascinating book Terra Incognita, Europeans were constantly crossing the Atlantic. There is a legend about an Irish monk reaching America; archaeological remains prove the Vikings settled in Greenland and northeastern Canada; Portuguese sailors claimed to have visited the Caribbean in 1424; Basques reached Newfoundland in the late 1400s; a Dane claimed he discovered it in 1472; and John Cabot, a fisherman from Bristol, England visited the mainland many times since approximately 1480. Even the Chinese lay claims to have ‘discovered’ America in 1421, before Columbus.
Another misconception is that Christopher Columbus was solely responsible for the ‘discovery’. While he was captain of the Santa Maria, he was in fact the ‘co-discoverer’. As the modern citizens of Palos in Spain are keen to point, his navigator was Martin Alonzo Pinzón (3). Pinzón was part-owner of the Niña and Pinta, the other two ships in the flotilla. Martin Alonzo Pinzón was captain of the Pinta and the brother of Vicente Yáñez Pinzón, who was pilot of the Niña. Without Martin or Vicente, Christopher would likely not have assembled the ships he needed, neither the crew nor been able to navigate his route west.
Unlike Picard and the USS Enterprise, Columbus and his three vessels had set out to find places that were very well known: China and India. Traders knew these nations well by travelling to them by land. But it was slow and expensive. Columbus and the Pinzón brothers were trying to reach the riches of the Orient by the fastest route, which was then believed to be way of the west, by sea. It would have been true too had they not first bumped into the Americas, which according to maps and globes of the day, should not have been there. It is a reminder of just how imperfect the knowledge our ancestors had of our world (4). In fact, for the largest time in recorded history, much of the world has lain unknown - or at least unknown to Europeans.
In the course of researching my novel, which is set in Europe of 1st century BCE and follows Rome’s wars of conquest, I was struck by just how murky was the understanding of the lands laying beyond the empire’s borders. As Robin Lane Fox notes, the Romans did not have a clear idea of the frontiers of their empire (5). Various attempts were made to draw maps of the world by Greek geographers. One of the most celebrated maps in Antiquity was the so-called orbis terrarum of Marcus Vipsanius Agrippa, completed in 20CE, which hung on a wall of the Portico of Vipsania in Rome. Record of it comes down to us from Pliny the Elder, who could not believe that Agrippa "who was very careful and diligent in the field" allowed it to contain errors in the calculation of the distances of its provinces in Spain (6). Although copies of this world map were distributed across the empire, none survive. Reconstructions of it derive from Mediaeval world maps, which are supposedly based on ancient originals. Agrippa’s orbis terrarum appears to have been conceived to show
three continents in more or less symmetrical arrangements with Asia in the east at the top of the map (hence the term orientation). The emphasis upon Rome is reflected in the stubby form of Italy, which made it possible to show the Italian provinces on an enlarged scale. Moreover, about four-fifths of the area of the map is devoted to the Roman Empire alone. India, Seres [China], and Scythia and Sarmatia [Russia] are reduced to small outlying regions on the periphery, thus taking on some features similar to the egocentric maps of the Chinese (7).
So convinced were the Romans that their city was at the centre of the world, that in 20 B.C., as part of his program of road building, Augustus placed a gilded milestone (Milliarum aureum) near the great public monuments of the Forum Romanum (8).
In ‘civilised’ Europe there was always great curiosity about the lands and peoples that lay beyond the known world, as the encyclopaedias of Pliny the Elder or the geographies of Strabo and Ptolemy show. These writers assembled snippets of information from a variety of sources and displines – astronomy, economics, zoology, even mythology – to supplement their own observations and measurements. An important source of first-hand information was the travelogues of explorers. Perhaps the ancient world’s most famous explorer was Pytheas the Greek.
In his fascinating book on Pytheas, Barry Cunliffe quotes modern explorer Vilhjalmur Steffanson who wrote in his 1942 book Ultima Thule
"Pytheas has been referred to as Columbus with a flavour of Darwin, he seems to have been more nearly a composite of James Cook and Galileo" (9).
Around 320BCE Pytheas published his book Peri Tou Okeanou, translated as ‘On The Ocean’. Now lost to us, parts survive through the writings of other geographers who quoted Pytheas in their own books. 'On The Ocean' described a voyage from Massilia (modern Marseilles) to the northern shores of Europe to find the sources of amber, gold, tin and other commodities of interest to traders in his seaport city. In attempting to retrace Pytheas’ voyage, Cunliffe deduced that the Massaliot had traversed France by land and river to where Bordeaux now stands, and thence by sea to sail around the British Isles, stopping in Cornwall and elsewhere, as far as Iceland; and on his return visited Jutland, possibly even Heligoland, before returning via the coast of modern Netherlands, Belgium and France. For large parts of his journey it seems that he hitched rides aboard boats and ships of traders who visited these lands to buy the precious commodities direct from their suppliers. In the years following his return to Massalia, copies of his book reached Athens and Alexandria and influenced the leading historians and geographers of his day.
The comparisons between Columbus and Pytheas are fascinating. Both were driven by commercial objectives – the Genoan to find a route to the Indies, the Massaliot to find the sources of prized commodities. Both wrote of their voyages. Both died in relative obscurity – hardly anyone attended the funeral of Columbus, and we know nothing of Pytheas’ later years and death. More importantly, in different ways, their explorations put regions unknown to most Europeans of their day ‘on the map’ and, by demystifying these lands, opened up them to settlement and exploitation by outsiders. Whether it was a good or bad thing to expose indigenous peoples and their cultures to foreign invasion is still the subject of debate. Yet, whether it is to find the source of amber, a western sea route to China or to land on Mars to find evidence of life, the need "to explore strange new worlds, to seek out new life and new civilizations" is central to what it is to be human.
As Picard would say, "Engage!"
References
Rodney Broome, Terra Incognita: The True Story of How America Got Its Name, Educare Press, Seattle, 2001
Barry Cunliffe, The Extraordinary Voyage of Pytheas the Greek, Walker and Company, New York, 2001,2002
Robin Lane Fox, The Classical World: An Epic History from Homer to Hadrian, Allen Lane, London, 2005
- http://en.wikipedia.org/wiki/STNG
- http://en.wikipedia.org/wiki/Christopher_Columbus
- http://en.wikipedia.org/wiki/Martin_Alonzo_Pinz%C3%B3n and http://en.wikipedia.org/wiki/Palos_de_la_Frontera
- http://en.wikipedia.org/wiki/Maps
- Fox, p485
- Pliny The Elder, Naturalis Historiae (Natural History), III, 17: Baeticae longitudo nunc a Castulonis oppidi fine Gadix CCL et a Murgi maritima ora XXV p. amplior, latitudo a Carteia Anam ora CCXXXIIII p. Agrippam quidem in tanta viri diligentia praeterque in hoc opere cura, cum orbem terrarum orbi spectandum propositurus esset, errasse quis credat et cum eo Divum Augustum? is namque conplexam eum porticum ex destinatione et commentariis M. Agrippae a sorore eius inchoatam peregit. http://penelope.uchicago.edu/Thayer/L/Roman/Texts/Pliny_the_Elder/3*.html#17
- http://www.henry-davis.com/MAPS/AncientWebPages/118mono.html
- http://vitruviidearchitectura.blogspot.com/2006/10/marcus-vipsanius-agrippa.html. For a detailed explanation of a geometrical explanation of the orbis terrarum, see http://www.arqweb.com/vitrum/orbis.asp
- Cunliffe, p172
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| Posted by Lindsay Powell at | | | |
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I don’t remember many jokes and this is one of the few I do. It goes like this. Why do robbers steal from banks? Coz that’s where the money is! Boom, boom!
To the people queuing outside branches of Northern Rock in England eager to get at their money this last week, it was no joke. Pictures of nervous savers made front-page news in the British press and on TV on both sides of the Atlantic (1). Commentators noted that nothing like it had been seen since the days of the Weimar Republic. In the seven days following the onset of panic on Wednesday September 12, an estimated £4 billion had been withdrawn by savers while the bank’s shares had collapsed 80% from its high at the start of the year (2).
I am a saver myself with Northern Rock having a tracker online account. While the Java applet that has to run to allow access to the account online can be flakey depending on the computer I use, overall it has not been a problem. Last Friday night, however, that all changed. Only after dozens of attempts to log in, and that late into the night, did I finally manage – with great relief – to transfer money to my checking account in readiness to pay contractors for work they had done. It was deeply worrying not to be able to get access to my cash. I refrained, however, from closing the account outright, especially after hearing the Chancellor of the Exchequer guarantee savers’ funds.
Northern Rock plc was formed from the de-mutualisation of the member-owned building society of same name. The bank was formed in 1965 from the merger of Northern Counties Permanent Building Society (established in 1850) and Rock Building Society (established in 1865) (3). Like credit unions in the US, building societies in the UK are considered 'safe as houses'. How it came to becoming the subject of a bank run – and the role of the Bank of England and Financial Services Authority played in it – will be the subject of study for years to come (4). Writing in the Financial Times, Gillian Tett commented
Banks used to be considered the dominant pillars of the financial world, since they provided credit to companies and individuals and retained the risk that these loans would turn sour. That meant that if a company defaulted, banks were left on the hook. As a result of this vulnerability, regulators required banks to hold large reserves of spare capital and pools of liquid assets to ensure they could cope with sudden credit shocks. However, this decade has brought a move to what bankers describe as an "originate and distribute" model – meaning that although banks still tend to make (or "originate") loans, these are increasingly sold (or "distributed") to other capital market investors rather than retained on the banks’ books. Since they have been selling on these loans, regulators have assumed that the banks would be less vulnerable if loans turned bad. Thus they have been willing to let the banks hold smaller cushions of capital relative to the volume of loans they create. (5)
So, while the financial winds were fair (holders of sub-prime mortgages paid their lenders, banks lent money to each other), all was well. Once they turned (sub-prime mortgage holders defaulted, banks ceased to lend money to each other), the financial ship could quickly run aground.
In researching the subject for this blog, I was struck by the way in which professionals in the work of banking and finance were apparently taken by surprise by the events and how seemingly unable they were to overcome skepticism of the ordinary passbook holding saver. When fear replaces confidence, the banking system can quickly fail. Indeed, former Federal Alan Greenspan, promoting his new book The Age of Turbulence this week, in an interview with The Daily Telegraph said
I don’t think we forecasters have been factoring in innate human nature at the level we should and can. We all know that economics is the study of people behaving. But we started off as Adam Smith did – we assume all rational behaviour. The issue isn’t whether it’s rational or irrational, but whether it’s forecastable. And innate human nature is forecastable: we repeat the same thing time and time again. [Yet] we cannot learn. You can go through a period of fear and things come out alright in the end, and you do it 10 times and you’d think on the 11th time you wouldn’t worry. But you worry. There’s no way of altering the pattern. And if that is the case, we have a model structure to forecast, which we likely can do. (6)
So to be a good forecaster does it pay to be a worrier too? Maybe so. Of course, in divining the future, forecasters often look backwards into history and extrapolate the trend line forwards, such as using a Monte Carlo analysis. Readers of this blog will know that my angle is to find parallels in our Roman past. My surprise was to find the ancient world grappling with similar issues.
While the Roman world was not as industrial or technologically advanced as our own, however, it had a sophisticated economy based on agriculture, small-scale manufacturing and international trade. Scholars continue to debate whether it was the equivalent of a modern day third world country or better, but Peter Temin , the eminent economist, has ventured to say that the financial institutions for arranging loans in the Roman Empire were superior to France’s in the 18th century (7).
Peter Temin, Elisha Gray II Professor of Economics at MIT, and author of Lessons from the Great Depression, documents that sophisticated financial intermediaries – bankers (argentarii) and brokers (proxenetae) – pooled funds effectively across the Roman economy. These intermediaries pooled funds from individuals, private banks, merchants and temples with endowments, which they lent at interest for all manner of purposes. Surviving records of loan contracts, other written accounts and lawsuits, attest to lending practices, bank branching, loan transfers and lending activities of temple endowments and local governments (8).
Whereas we are accustomed today to using paper and electronic money, minted coins "constituted the only organized system of monetary instruments", writes Jean Andreau and Janet Lloyd in the introduction to their landmark tome Banking and Business in the Roman World. "That does not mean", add the authors,
that the Romans only paid in cash, nor that they were always forced to move about with quantities of coins. (Andreau, 1999)
(As a collector of Roman coins, I can attest to how inconvenient it would have been to carry a bunch of brass sestertii or silver denarii around).
Interest rates were paid on most banked deposits (though apparently not all) and charged on loans and cash advances. Roman sources make many references that interest rates were typically below 12 percent (1 percent per month – imagine your credit card company charging you an APR at that rate!) and variable; but could also go above 12 percent. It is also reported that prohibitions against higher rates were evaded in the late Republic by transferring the loans to foreigners who were not subject to rate restrictions. (Evading regulations by going "offshore" is nothing new, apparently).
Bankers were not averse to risk. Indeed, every time a Roman merchant ship set off from port, there was a risk the ship and its cargo might return empty – or not at all. They also understood that rewards that could flow from taking calculated risks. To set out the obligations of both lender and borrower and to agree procedures for disputes, loan contracts were signed. The so-called Muziris Papyrus appears to have been drawn up between merchants and bankers based in Alexandria, Egypt and the outpost trading in pepper, spices and beryl in Muchiri (Muziris), India (9). For example, the supplementary agreement spells out what happens if the borrower does not pay off his loan "on the date for repayment specified in the loan agreements at Muziris".
Finance markets have their ups and downs, and the Romans even had their own version of the Asian financial crisis of the 1990s. Marcus Tullius Cicero, the famous orator and advocate, commented on the credit crunch occurring in his own times:
For, coinciding with the loss by many people of large fortunes in Asia, we know that there was a collapse of credit at Rome owing to suspension of payment. It is, indeed, impossible for many individuals in a single State to lose their property and fortunes without involving still greater numbers in their ruin. Do you defend the common-wealth from this danger; and believe me when I tell you – what you see for yourselves – that this system of credit and finance which operates at Rome, in the Forum, is bound up in, and depends on capital invested in Asia; the loss of the one inevitably undermines the other and causes its collapse. (Pro lege Manilia (aka De imperio Cn. Pompeii) 14-19).
Words the CEO of Northern Rock and the head of the Bank of England might care to reflect on and learn from.
Just don’t bank on it.
References
Alan Greenspan, The Age of Turbulence: Adventures in a New World, Penguin Press, 2007
Jean Andreau, Janet Lloyd, Banking and Business in the Roman World, Cambridge University Press, 1999
- "Vultures ready for Magpies' sponsor Northern Rock" by Philip Aldrick, The Daily Telegraph, September 18, 2007 (see http://www.telegraph.co.uk/money/main.jhtml?xml=/money/2007/09/18/ccbanks118.xml)
- "Northern Rock shares fall again", September 19, 2007 (see http://news.bbc.co.uk/1/hi/business/7002128.stm)
- http://en.wikipedia.org/wiki/Northern_Rock
- "Ten lessons we can learn from the Rock that rolled downhill" by Jeff Randall, The Daily Telegraph, September 19, 2007 (see http://www.telegraph.co.uk/money/main.jhtml?xml=/money/2007/09/19/ccjeff119.xml)
- "Regulators rethink bank rules" by Gillian Tett, Financial Times, September 19 2007 (see http://www.ft.com/cms/s/0/ba2f6e16-66d4-11dc-a218-0000779fd2ac.html )
- Interview with Former Federal Reserve Chairman Alan Greenspan by Edmund Conway, Economics Editor of The Daily Telegraph in his offices in Washington DC, September 17, 2007 (see transcript at http://www.telegraph.co.uk/money/main.jhtml?xml=/money/exclusions/hubpages/greenspan/greenspanTHISONELIVE.xml )
- Peter Temin, Financial Intermediation in the Early Roman Empire, in The Journal of Economic History (2004), 64: 705-733, Cambridge University Press (see http://www-histecon.kings.cam.ac.uk/docs/temin.pdf )
- Ulrike Malmendier, Law and Finance "at the Origin" Prepared for the Journal of Economic Literature (see http://emlab.berkeley.edu/users/webfac/cromer/e211_sp07/malmendier.pdf )
- L. Casson, New Light on Maritime Loans: P. Vindob G 40822, Zeitschrift für Papyrologie und Epigraphik 84 (1990) 195–206 (see http://www.uni-koeln.de/phil-fak/ifa/zpe/downloads/1990/084pdf/084195.pdf ). The site of Muziris appears to have been located along India’s southwest coast in the modern day state of Kerala (see http://news.bbc.co.uk/1/hi/world/south_asia/4970452.stm)
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| Posted by Lindsay Powell at | | | |
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This time last week I was standing amongst the groundlings in Shakespeare’s Globe in London. It is one of the great playhouses of the world and it draws me, without fail, each year. The Globe is as authentic a reconstruction of the Elizabethan playhouse of the same name as can be made in modern times (1). This three-storey structure, built of timber and thatch truly is a "wooden O". Inside the stage building projects into the open space and, on account of this design, the audience – especially those who stand on the ground, hence, groundlings – enjoy a deeper level of intimacy of relationship than in any proscenum arch theatre.
My summer vacation would not be complete without attending a performance at The Globe of a play by the ‘great bard’. Except that the play I was watching this time was not by William Shakespeare, but a contemporary American writer. The playwright was Eric Schlosser, author of best-sellers Fast Food Nation and Reefer Madness (2). Like the bard, however, he wrote a ‘history play’.
We The People dramatized the Constitutional Convention held in Philadelphia during four months of the summer of 1787. This might seem like a dull subject for a three-hour-ten-minute play – especially to an audience of 700 standing, paying members of the public. But the marketing blurb from The Globe actually made it sound quite exciting:
1787. A long, humid Philadelphia summer. The government of the United States of America is on the verge of collapse.
We The People forges a vivid drama from the events surrounding one of the most significant moments in world history. The leading citizens of a recently independent United States of America, menaced by the powers of old Europe and reeling from internal rebellion, gather together to save the Union. Founding fathers Benjamin Franklin, James Madison and George Washington are forced to argue out the fundamental principles of their new nation and establish the foundations of the constitution, which the United States still lives within today (3).
I confess I should have known the story since I have been to Philadelphia and visited Independence Hall, formerly the Pennsylvania State House, just a few years ago (4). I had listened to the National Parks Service guide tell the story moving amongst the tables covered with green felt cloths, but clearly I had not grasped its full significance. Eric Schlosser can feel pleased that this member of the audience finally got it.
The resolution calling the Convention specified its purpose was to propose amendments to the Articles, but the Convention decided to propose a rewritten Constitution (4).
Unlike the citizens of 1787 America for whom the deliberations of the convention were secret, the modern audience of We The People were treated to a fascinating exposé of the arguments of representatives who took part. It was fascinating to watch and contrast Ben Franklin, George Washington and the other members of the group that had anguished over the issue of independence in the 1770s and the resulting Declaration; with the younger upstarts James Madison, Alexander Hamilton and Edmund Randolph, who came prepared with their visions of a new America.
The result was the drafting of a new fundamental government design. On September 17, 1787, the Constitution was completed, and took effect on March 4, 1789, when the new Congress met for the first time in New York's Federal Hall (4).
Too often these men, known collectively to Americans as ‘The Founding Fathers’ are pertrayed as demi-gods, great men for sure, but distant, not like you and me. The men portrayed by Schlosser, drawing on original source material, were believable, human characters with foibles, fears and humour. As Gore Vidal relays in Inventing a Nation, Washington did not even want to attend the meeting in Philadelphia, having already given a promise to join former officers who had served under him during the War of Independence, called the Society of the Cincinnati (after the Roman dictator Lucius Quinctius Cincinnatus (5)). Yet he understood the cost of failure, and attended. Schlosser’s Washington, played by John Stahl, convincingly showed this episode in the great man’s life.
What impresses me about the story of the creation of the Republic of the United States of America was the degree to which, in creating the vision of their country, the authors of the Constitution had studied the Classical writers – Polybius, Cicero, Livy and others – to identify the best practices of the ancient Roman Republic – and the pitfalls to avoid in creating one in the New World. The work of The Founding Fathers, as a composition of compromises, was, for the most part well done (the omission of the abolition of slavery was shameful). It has endured these last two hundred and more years and, with subsequent Amendments and The Bill of Rights, the Constitution has served its citizens well.
We The People plays for just fourteen performances at Shakespeare’s Globe until October 6. Don’t miss it.
References
Gore Vidal, Inventing a Nation: Washington, Adams, Jefferson, Yale University Press, 2003
- http://www.shakespeares-globe.org/
- http://en.wikipedia.org/wiki/Eric_Schlosser
- http://www.shakespeares-globe.org/theatre/annualtheatreseason/wethepeople/ and http://en.wikipedia.org/wiki/Philadelphia_Convention
- http://en.wikipedia.org/wiki/Independence_Hall_(United_States)
- http://en.wikipedia.org/wiki/Cincinnatus
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| Posted by Lindsay Powell at | | | |
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The American public has been learning a lot about bridges this week. The catastrophic collapse of the I-35W bridge that crossed the Mississippi to Minneapolis brought home to the man in the street just how bad the condition our national infrastructure is in. Since then, the editors and correspondents of the nation's daily papers and nightly news broadcasts have been asking the questions 'why did it happen?' and 'could it happen in our town?'
The bridge that fell down was a steel 'Arch Deck Truss Bridge' spanning 1,907 feet. A key feature of the design was a single 485 arch, erected 64 feet above the river. It was used to avoid putting piers in the river, which might interfere with traffic on Old Man River. The bridge was 108 feet wide, with room enough for 8 lanes, providing a crossing for 140,000 vehicles daily. It was opened in 1967 and, apparently, regularly inspected (1). As a regular visitor to Minnesota myself, I've driven over the bridge several times and, like most of my fellow drivers there, taken it completely for granted.
The dramatic event of August 1, 2007 has sent the federal and state administrations into overdrive, commissioning emergency inspections of the condition of other bridges nationwide,
"Especially those similar to the steel-deck truss span that collapsed in Minneapolis. There are about 700 such bridges in the USA. New Jersey Gov. Jon Corzine went further, promising evaluations of all 6,400 local, state and federal bridges in his state, regardless of owner" (2).
While it appeared it was a unique tragedy, those with longer memories knew otherwise. As USAToday reported:
"In 1983, a 100-foot span of the Mianus River Bridge, part of Interstate 95 in Connecticut, came crashing down without warning in the middle of the night. At least four four deadly bridge collapses on major thoroughfares have occurred since then - on the New York State Thruway, in Tennessee, in California and now in Minneapolis" (3).
So what went wrong in Minnesota? At this point, no-one knows with any certainty, though theories abound. Evening TV newscast hosts have interviewed experts who gave their best guesses (4). Experts? What about those experts? One of my colleagues reminded me recently of the definition of an expert - "'X' is an unknown quantity, and a 'spurt' is a drip under pressure". I've also heard the definition "any man from out of town with a PowerPoint presentation".
The credibility of the experts whose opinions have been acted upon have already been called into question. As the BBC reported
"The governor of Minnesota, Tim Pawlenty, said "Experts that we rely on, technical experts and engineers, made some decisions about what needed to be done". "They thought they were making an appropriate decision for their reasons, and now those decisions will have to be reviewed" (5).
In the defence of these experts, successive surveys of the nation's bridges by them had highlighted a variety of deficiencies. Not just in Minnesota, but every state has interstate highway bridges that government appointed inspectors have deemed structurally deficient. The term 'deficient' means a bridge's deck, main structure or foundation were deemed to be in poor condition or worse owing to deterioration or damage of some kind. (6).
For example, in 2003,
"More than one of every four bridges was designated as "structurally deficient" or "functionally obsolete"." That included nearly 6,500 bridges on the nation's most important highways. Minneapolis' Interstate 35W bridge was put on the list, too" (7).
Some 70,000 bridges are deemed deficient in the USA. According to the The Road Improvement Project, 2005 survey, of the 6,211 bridges in my home state of Texas, just 1% were deemed deficient. (Great job TxDoT!). Compare the Lone Star State to, say, New York state, which has 2,090 bridges and 16% of them were deemed deficient. Or Rhode Island with a mere 123 bridges, but 24% classified as deficient (8). It's a very mixed picture. Clear is that it is a national problem, an expensive one to fix and one we have been putting off for too long.
Hardly have journalists finished commending the citizens of the state for their legendary trait of Minnesota nice, but already the finger pointing has begun. The local Twin Cities' newspaper Pioneer Press reported:
"Lt. Gov. Carol Molnau's other job - as commissioner of the [Minnesota] Department of Transportation - put her squarely in the hot seat during a Friday afternoon news conference. "Our inspectors are known nationally because they're good,'' she said. "Believe me, there was no intent, nor neglect, nor malice, nor do I think any should be implied" (9).
And:
"Minnesota Gov. Tim Pawlenty has been criticized in the past for not hiring a full-time Department of Transportation commissioner, rather than giving the lieutenant governor the job. Democratic-Farmer-Labor lawmakers have often criticized Molnau's management of the Transportation Department. "Asked whether she was doing both jobs well, she said, "I think I've been doing it well (the job of transportation commissioner). I do spend the bulk of my time with MnDOT. I could spend more time visiting schools and doing things with children, but instead I've taken on the role for the state's infrastructure" (10).
As commentators reflect on the causes of the catastrophe, we have been reminded of the circumstances under which the I-34W bridge and others like it, were built. The 'I' in I-34 stands for Interstate, which informs us that that it was conceived as part of The Interstate Highway System. The idea for this goes back to 1921 but it did not get the go-ahead until
"The interstate system was authorized by the Federal-Aid Highway Act of 1956, popularly known as the National Interstate and Defense Highways Act of 1956. It had been lobbied for by major U.S. automobile manufacturers and championed by President Dwight D. Eisenhower - who was influenced by both his experiences as a young soldier crossing the country in 1919 following the route of the Lincoln Highway and his appreciation of the German autobahn network - as a necessary component of a national defense system. It would be able to provide key ground transport of military supplies and troop deployments. "Although construction on the Interstate Highway system continues, the removal of the last traffic signal in Interstate 90 in Wallace, Idaho, on September 15, 1991 is often cited as the completion of the Interstate System. "The initial cost estimate for the system was $25 billion over twelve years; it ended up costing $114 billion and taking 35 years to complete" (11).
The entire system, as of 2004, had a total length of 46,837 miles (75,376 km).
It was a fantastic achievement. It has been estimated that the US completed its interstate system in one-fourteenth the time the Romans took to connect their Empire with roads. OK, not an entirely fair comparison. American engineers did have mechanised diggers, tunnel drilling equipment and high tech surveying tools.
Is there anything the Romans can tell us about road bridges and their upkeep? Actually yes, there is. If there's anything they are famous for, it's roads and bridges. To put the achievement in context,
"At its peak, the Roman road system spanned 52,819 miles (85,004 km) and contained about 372 links" (12).
One estimate is that there were 2,000 bridges in the Roman Empire (13). Some bridges were made entirely of stone or in combination with, concrete, bricks and mortar, while others had stone and concrete footings but wooden superstructures (14).
The longest road bridge the Romans ever built was the one erected over Danube for Emperor Trajan (98-117CE).
"The structure was 1,135 meters in length (the Danube is 800 meters-wide in that area), 15 meters in width, and reached 19 meters in height (measured from the river's surface)" (15).
It was the expression of centuries of accumulated expertise in civil and military engineering using only natural materials and human labour, supplemented by animals:
"Its engineer, Apollodorus of Damascus, used wooden arches set on twenty masonry pillars (made with bricks, mortar and pozzolana cement) that spanned 38-meters each" (16).
The Romans recognised the crucial importance of maintenance of bridges and highway infrastructure. Indeed, Sextus Julius Frontinus, Manager of Aqueducts at Rome, who wrote de Aquibus urbis Romae, the only surviving manual on Rome's water infrastructure, commented on the importance of the upkeep of aqueducts. He described it as his "chief function" (17). That was in 98CE.
In the City of Rome (urbs Romae), so important was the construction, repair and maintenance of bridges that there was a full-time appointed official, the pontifex maximus, 'chief of bridges', who was also an important religious priest (18). Indeed, this religious aspect of the still endures today in the title 'Pontiff', the alternative name for the Pope.
How did they pay for new construction, repair and maintenance? Financing road and bridge building was a Roman government responsibility. During the Imperial Period, it was the army (exercitus) that built the roads that penetrated into newly conquered territories, but when the army moved on and towns were founded, their care passed into civilians hands.
"Maintenance, however, was generally left to the province. The officials tasked with fund raising were the curatores viarum, whence English word 'curator'. They had a number of methods available to them. Private citizens with an interest in the road could contribute to its repair. High officials might distribute largesse to be used for roads. Censors, who were in charge of public morals and public works, were expected to fund repairs sua pecunia (with their own money). Beyond those means, taxes were required" (19).
It would be a mistake to think that any Roman citizen could use the roads and bridges free of charge. Tolls were a common feature of a Roman traveller's life, especially at bridges. Often they were collected at the city gate (20).
The blending of public and private money to fund projects offers a viable solution for the modern day:
"Governments need to tap private investors, says Chris Lawton, a partner in Ernst & Young, a firm that designs such deals. The United Kingdom finances 10% to 15% of its infrastructure needs through private investment, he says. That could mean more toll bridges and roads, or transferring long-term maintenance of a bridge to a private firm, he says" (21)..
The fabulous M4 Severn Bridge that I drive over from England on my visits to Wales is managed and operated by Severn River Crossing PLC, a non-quoted public company. As of January 2007, the toll is £5.10 for a car, increasing to £15.30 for a heavy goods vehicle (22). The older mile-long M48 Bridge, which opened in 1966 and is still operational, is undergoing repairs right now to the tune of £20 million (23). It follows a UK Highways Agency study costing £3 million and completed in 2006. The culprit identified there was corrosion in the suspension cables (24). Note that maintenance on the bridges is active and ongoing.
So to the rebuilding of Minneapolis' I-35W bridge. According to The Pioneer Press
"State transportation officials this afternoon vowed to have a new I-35W bridge up and carrying cars by the end of next year [2008]. "The ambitious goal came in an afternoon news briefing by Minnesota Department of Transportation Assistant Commissioner Bob McFarlin. Aiming to "rebuild the bridge as quickly as possible," McFarlin said the state planned to award a construction contract next month, with the hope "that the bridge could possibly open for service late next year" " (25).
Of course, he's an expert so he should know. But consider general Julius Caesar. He built not one but two bridges over the Rhine in the 50s BCE. With 40,000 pairs of hands at his disposal, the bridge took a mere 10 days to construct using local timber (26). That 10 days likely included cutting down the trees and preparing the timbers. Eighteen days later he ordered it taken down.
"Two years later, close to the site of the first bridge, possibly at today's Umitz (near Neuwied), Caesar erected a second bridge, built "in a few days", as described in Liber VI. His expeditionary forces raided the country side but did not encounter significant opposition as the Suebi retreated. Upon returning to Gaul, the bridge was taken down again" (26).
Because he could.
Then there was that bridge that Apollodorus designed and built for Trajan. It took just two years, between 103-105CE:
"One possible explanation is that the river [Danube] was diverted during the bridge's construction" (27).
(and that without the use of Caterpillar dozers, diggers or skidders (28)).
Diverting the Mississippi may not be needed to build the new bridge in the twenty first century - after all, it's going to be less than 2,000 feet long. But its construction nevertheless poses considerable engineering challenges.
The greater problem is what to do about the 700 other 'Arch Deck Truss Bridges' in the USA, many identified as deficient. In that regard, the Romans do have an important lesson for us (29). That is to make the upkeep of bridges a matter of national importance and fund it accordingly. But don't delay. As Frontinus might have said, "Tempus fugit!"
References
Frontinus, Stratagems and Aqueducts (Sex. Julius Frontinus, de Aquis urbis Romae), Loeb Classical Library, translated by C.E. Bennett (1925)
- http://www.usatoday.com/news/nation/2007-08-02-bridge-cover_N.htm
- http://www.usatoday.com/news/nation/2007-08-02-bridge-cover_N.htm
- http://news.yahoo.com/s/usatoday/20070803/cm_usatoday/abridgeinamericajustshouldntfalldown
- http://www.time.com/time/nation/article/0,8599,1649423,00.html?cnn=yes and http://www.cnn.com/2007/US/08/02/bridge.infrastructure/index.html for examples
- http://news.bbc.co.uk/1/hi/world/americas/6930822.stm
- http://www.usatoday.com/news/nation/2007-08-02-bridge-cover_N.htm
- http://news.yahoo.com/s/usatoday/20070803/cm_usatoday/abridgeinamericajustshouldntfalldown
- http://www.usatoday.com/news/nation/2007-08-02-bridge-cover_N.htm
- http://www.twincities.com/collapse/ci_6541268
- http://www.twincities.com/collapse/ci_6541267
- http://en.wikipedia.org/wiki/Interstate_Highway_System
- http://en.wikipedia.org/wiki/Roman_roads
- Michael Guillen in Where Did It Come From? Ancient Rome:The Mobile Society which aired on History Channel International on August 4, 2007
- http://en.wikipedia.org/wiki/Roman_bridges
- http://en.wikipedia.org/wiki/Trajan's_bridge
- http://en.wikipedia.org/wiki/Trajan's_bridge
- Frontinus, de Aquis urbis Romae, I, 17
- http://en.wikipedia.org/wiki/Pontifex_maximus
- http://en.wikipedia.org/wiki/Roman_roads
- http://en.wikipedia.org/wiki/Roman_roads
- http://www.usatoday.com/news/nation/2007-08-02-bridge-cover_N.htm
- http://en.wikipedia.org/wiki/Severn_bridge
- http://news.bbc.co.uk/1/hi/wales/south_east/6927852.stm
- http://news.bbc.co.uk/1/hi/england/gloucestershire/6425649.stm and http://news.bbc.co.uk/1/hi/magazine/6929777.stm which states that in the UK, there are 17,000 road bridges on its motorways and A-roads, but none are of the Arch Deck Truss design
- http://www.twincities.com/allheadlines/ci_6545466?nclick_check=1
- http://en.wikipedia.org/wiki/Caesar's_Rhine_bridges
- http://en.wikipedia.org/wiki/Trajan's_bridge
- To see what a skidder looks like, see http://www.cat.com/cda/layout?m=37840&x=7
- The so-called Ponte di Tiberio in Rimini, Italy still carries traffic to this day. It was completed in 21CE. For pictures of this 5-arched bridge made of Istria-stone, see http://www.virtualtourist.com/travel/Europe/Italy/Emilia_Romagna/Rimini-144910/Things_To_Do-Rimini-Tiberios_bridge-BR-1.html The oldest still standing Roman bridge is the Pons Aemilius in Rome, completed in 142BCE, see http://en.wikipedia.org/wiki/Pons_Aemilius
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| Posted by Lindsay Powell at | | | |
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